Fetal
Origin of Chronic Disease
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The nourishment
a baby receives from its mother and its exposure to infection after birth
determine its susceptibility to disease in later life(1).
Animal studies have shown that undernutrition in early life program the
body’s structure and metabolism(1). Programming
describes the process where a stimulus or insult at a critical period of
development has lasting or lifelong significance (2).
Fetal undernutrition results in impaired growth in the womb and during
infancy and it is marked by low birth weight, placenta size, length, and
head circumference which are all factors examined in determining fetal
origin of disease. Undernutrition causes the fetus to adapt by compromising
development of certain organs or processes to ensure its continued survival
and growth at the expense of longevity (1). Impaired
growth in the womb and during infancy is followed by coronary heart disease,
hypertension, non-insulin dependent diabetes, raised serum cholesterol
and abnormal blood clotting later in life(1).
Most of studies
on fetal origin of chronic disease have had to rely on crude markers such
as low birth weight, placenta size and head circumference to determine
maternal nutrition. Much of the research has arisen from isolated areas
due to record unavailability. The purpose of this paper is to discuss how
certain sampling techniques can be applied to a study of fetal origin of
disease to enhance the research
For a brief overview
of the sampling topics please visit:
Nonprobability
Sampling
Cluster
Probability
Sample
Selection Within a Household
Design
Effects
Random
Number Generation
Links
to Fetal Origin of Disease
Nonprobability sampling would be a useful way to approach studying the
fetal origin of disease because it would enable the investigator to select
individuals based on appropriate characteristics of interest.
Specifically, purposive sampling would be a resourceful way to investigate
the impact of low birthweight on chronic disease later in life. For example,
one major criticism of linking the fetal origin of chronic disease to low
birth weight postulate is that undernutrition in utero is linked with undernutrition
in childhood and is strongly correlated with behavior in adulthood(3).
Purposive sampling would provide an opportunity to select cases with the
characteristics of interest. An experienced investigator could select individuals
who were low birth weight but who had adequate nutrition during childhood
and adulthood. The nutrition of the fetus reflects the nutrition of the
mother throughout her life, including her own fetal life(1).
Another example of purposive sampling in studying the fetal origin of disease
postulate would be investigators could select only cases with available
information of the mother’s health history prior to pregnancy, such as
her birth weight, nutritional habits, her body mass index, and her weight
gain during pregnancy. Therefore, it would be useful to use purposive sampling
to study the effects of mothers’ nutrition throughout their lives. The
thesis proposed by Barker is that great benefit will come from improving
the health and nutrition of girls and young women and mothers during pregnancy
and lactation(1). Using purposive sampling would
enable investigators to select cases with the characteristics of interest,
specifically the availability of lifelong nutritional history rather than
rely on crude measures of fetal nutrition such as the most commonly used
measurement of birth weight.
Convenience sampling would be another useful nonprobability sampling technique
because the investigator could select cases based on the availability of
information, such as ability to locate records or accessibility to records,
and the capability of obtaining information from participants. Successfully
tracing the fate of births can be problematic for a few reasons. Women
are often difficult to trace because they may marry and change their names
making it difficult to track their records, as shown in the Hertfordshire
study (1, 4). Also, often the cause of death
records are unavailable(4). Due to this difficulty
in obtaining all the pertinent information in fetal origin of chronic disease
studies, it would be advantageous to use convenience sampling and base
cases on the availability of records.
Furthermore, the availability of information such as placenta weight, head
circumference, and mother’s nutrition during pregnancy and throughout her
entire life is minimal. Therefore, using convenience sampling to access
information that is readily available, or more specifically in the case
of fetal origin of chronic disease available at all, would be prudent.
Cluster sampling, or area probability sampling, would be an advantageous
sampling mechanism for fetal origin studies because it would provide an
efficient way to sample across a broad geographic area while retaining
the characteristics of a probability sample. Much of the previous research
on the fetal origin of disease has been sampled from a small homogeneous
area. A follow up study of women who were born in Helsinki University Central
Hospital and who went to school in Helsinki found that coronary heart disease
reflects both poor prenatal nutrition and consequent small body size at
birth combined with improved postnatal nutrition and consequent small body
size (5). Another study in Helsinki, Finland
looked at men born in the same hospital in Helsinki and found the highest
death rates from coronary heart disease occurred in boys who were thin
at birth but whose weight caught up(5). Similarly,
a study done among 1334 men born in Uppsala, Sweden found that birth weight
showed a specific, inverse association with mortality from circulatory
disease(6).
If researchers were approaching this with a study designed to obtain fetal
birth weight and length, gestational age, and any other available pertinent
information from birth records, multi-stage cluster sampling would be an
affordable way to obtain a sample from many different regions. For example,
if the study was done in the United States, the primary sampling unit could
be a random sample of states. Then, the next stage could be counties, followed
by hospitals within the counties, and then the enumeration unit could be
a random sample of birth records in a given time period.
If researchers approached studying the fetal origin of chronic disease
by interviewing individuals to ask about their birth weight and current
health status, then how interviewers would select samples from within households
would be very important. There are many different methods of selecting
interviewees if more than one individual in the household is eligible for
participation, but they all are similar methods. The interviewer
would determine the number of individuals in the household who are eligible,
would rank them in order of gender and age, and then would refer to a chart
to determine which individual to select.
The advantage of using this approach to examine current health status and
its association with birthweight and other markers of fetal undernutrition
would be to eliminate the bias associated with record inaccessibility and
the bias associated with the difficulty in tracing women due to name changes.
The main disadvantage of the interview approach is recall bias, which would
be a major issue since investigators would no longer rely on records.
Interviewing mothers would be one of the most effective ways to obtain
information on maternal nutrition, exposures, and body mass index throughout
her life and during pregnancy. Then investigators can follow up on the
health status of her progeny and link this information with her interview.
Using this approach would be advantageous for studying the effects of low
birth weight and fetal undernutrition on blood pressure and other health
effects that can be seen in children because locating and examining the
children would be much easier than tracking grown adults.
There would only
be a problem with sample selection within households in this approach,
(interviewing mothers), if there were more than one mother in the household.
In this situation interviewers would refer to some sort of table, such
as a Kish table.
As discussed in
Design
Effects, efficient sample size calculations assume simple random samples(7).
Therefore, sample designs other than simple random sampling have an impact,
called design effects, on sampling variability. For example, variability
increases when cluster sampling is used rather than simple random sampling(7).
Since researchers might use cluster sampling or stratification in
studying the fetal origin of disease, they must use a design effect in
determining efficient sample size as a direct way of addressing the impact
of
the design on variability.
To determine the design effect, researchers must estimate the true variance
under the actual design and also estimate the variance that would have
been expected had it been simple random sampling of the same size(8).
Then, the design effect can be multiplied by the expected sampling variance
in the calculation of an efficient sample size to adjust for the impact
of the design.
Randomly selecting cases eliminates selection bias and is required to generate
unbiased comparisons among study groups. Therefore, it is an essential
component of researching the fetal origin of disease. Researchers
can randomly select cases, such as hospital records, by using either a
computer or random number table to generate a random sample of cases.
For example,
if the investigator was using multistage cluster sampling, a number would
be assigned to each cluster unit at each phase, such as assigning a number
to each state and then using a computer random number generator or a random
number table to select a certain number of these cases. Then the investigator
would do the same for each sampling cluster within the previous cluster,
such as each county, hospital, and then birth record.
Researchers could generate sequences of random numbers using Random Number
Generators, RNGs, which are deterministic algorithms that produce numbers
with certain distribution properties. Random number generators require
the user to specify an initial value, or seed.
Links:
The
Fetal Origins of Type 2 Diabetes
Fetal
Origins of Adult Disease
Newsweek:
Shaped by Life in the Womb
Life
in the Womb: the origin of health and disease
References
1. Barker DJP. Mothers,
Babies, and Health Later in Life. Edinburgh: Churchill Livingstone, 1998.
2. Lucas A. Role of
Nutritional Programming in Determining Adult Morbidity. Archives of Disease
in Childhood 1994;71:288-290.
3. Koupilova I, Leon
DA, Vagero D. Can confounding by sociodemographic and behavioural factors
explain the association between size at birth and blood pressure at age
50 in Sweden? Journal of Epidemiology & Community Health 1997;51:14-8.
4. Leon DA. Fetal growth
and adult disease. European Journal of Clinical Nutrition 1998;52:S72-8;
discussion S78-82.
5. Eriksson JG, Forsen
T, Tuomilehto J, Winter PD, Osmond C, Barker DJ. Catch-up growth in childhood
and death from coronary heart disease: longitudinal study. Bmj 1999;318:427-31.
6. Koupilova I, Leon
DA, McKeigue PM, Lithell HO. Is the effect of low birth weight on cardiovascular
mortality mediated through high blood pressure? Journal of Hypertension
1999;17:19-25.
7. Henry GT. Practical
Sampling. Newbury Park: Sage Publications, 1990.
8. Rosander A. Case
Studies in Sample Design. New York: M. Dekker, 1977.
Department of Biometry and Epidemiology- Medical University of South Carolina
Biometry 738: Design and Conduct of Epidemiology- Professor: Daniel
Lackland, Ph.D.
Spring 2000 - Page Author: Katharine McGreevy
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