Fetal Origin of Chronic
Disease
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The nourishment a baby receives from
its mother and its exposure to infection after birth determine its susceptibility
to disease in later life(1). Animal studies have
shown that undernutrition in early life program the body’s structure and
metabolism(1). Programming describes the process
where a stimulus or insult at a critical period of development has lasting
or lifelong significance (2). Fetal undernutrition
results in impaired growth in the womb and during infancy and it is marked
by low birth weight, placenta size, length, and head circumference which
are all factors examined in determining fetal origin of disease. Undernutrition
causes the fetus to adapt by compromising development of certain organs
or processes to ensure its continued survival and growth at the expense
of longevity (1). Impaired growth in the womb
and during infancy is followed by coronary heart disease, hypertension,
non-insulin dependent diabetes, raised serum cholesterol and abnormal blood
clotting later in life(1).
Most of studies on fetal origin of
chronic disease have had to rely on crude markers such as low birth weight,
placenta size and head circumference to determine maternal nutrition. Much
of the research has arisen from isolated areas due to record unavailability.
The purpose of this paper is to discuss how certain sampling techniques
can be applied to a study of fetal origin of disease to enhance the research
For a brief overview of the sampling
topics please visit:
Nonprobability
Sampling
Cluster
Probability
Sample
Selection Within a Household
Design
Effects
Random
Number Generation
Links to Fetal Origin of Disease
Nonprobability sampling
would be a useful way to approach studying the fetal origin of disease
because it would enable the investigator to select individuals based on
appropriate characteristics of interest.
Specifically,
purposive sampling would be a resourceful way to investigate the impact
of low birthweight on chronic disease later in life. For example, one major
criticism of linking the fetal origin of chronic disease to low birth weight
postulate is that undernutrition in utero is linked with undernutrition
in childhood and is strongly correlated with behavior in adulthood(3).
Purposive sampling would provide an opportunity to select cases with the
characteristics of interest. An experienced investigator could select individuals
who were low birth weight but who had adequate nutrition during childhood
and adulthood. The nutrition of the fetus reflects the nutrition of the
mother throughout her life, including her own fetal life(1).
Another example of purposive sampling in studying the fetal origin of disease
postulate would be investigators could select only cases with available
information of the mother’s health history prior to pregnancy, such as
her birth weight, nutritional habits, her body mass index, and her weight
gain during pregnancy. Therefore, it would be useful to use purposive sampling
to study the effects of mothers’ nutrition throughout their lives. The
thesis proposed by Barker is that great benefit will come from improving
the health and nutrition of girls and young women and mothers during pregnancy
and lactation(1). Using purposive sampling would
enable investigators to select cases with the characteristics of interest,
specifically the availability of lifelong nutritional history rather than
rely on crude measures of fetal nutrition such as the most commonly used
measurement of birth weight.
Convenience
sampling would be another useful nonprobability sampling technique because
the investigator could select cases based on the availability of information,
such as ability to locate records or accessibility to records, and the
capability of obtaining information from participants. Successfully tracing
the fate of births can be problematic for a few reasons. Women are often
difficult to trace because they may marry and change their names making
it difficult to track their records, as shown in the Hertfordshire study
(1, 4). Also, often the cause of death records
are unavailable(4). Due to this difficulty in
obtaining all the pertinent information in fetal origin of chronic disease
studies, it would be advantageous to use convenience sampling and base
cases on the availability of records.
Furthermore,
the availability of information such as placenta weight, head circumference,
and mother’s nutrition during pregnancy and throughout her entire life
is minimal. Therefore, using convenience sampling to access information
that is readily available, or more specifically in the case of fetal origin
of chronic disease available at all, would be prudent.
Cluster
sampling, or area probability sampling, would be an advantageous sampling
mechanism for fetal origin studies because it would provide an efficient
way to sample across a broad geographic area while retaining the characteristics
of a probability sample. Much of the previous research on the fetal origin
of disease has been sampled from a small homogeneous area. A follow up
study of women who were born in Helsinki University Central Hospital and
who went to school in Helsinki found that coronary heart disease reflects
both poor prenatal nutrition and consequent small body size at birth combined
with improved postnatal nutrition and consequent small body size (5).
Another study in Helsinki, Finland looked at men born in the same hospital
in Helsinki and found the highest death rates from coronary heart disease
occurred in boys who were thin at birth but whose weight caught up(5).
Similarly, a study done among 1334 men born in Uppsala, Sweden found that
birth weight showed a specific, inverse association with mortality from
circulatory disease(6).
If researchers
were approaching this with a study designed to obtain fetal birth weight
and length, gestational age, and any other available pertinent information
from birth records, multi-stage cluster sampling would be an affordable
way to obtain a sample from many different regions. For example, if the
study was done in the United States, the primary sampling unit could be
a random sample of states. Then, the next stage could be counties, followed
by hospitals within the counties, and then the enumeration unit could be
a random sample of birth records in a given time period.
If researchers
approached studying the fetal origin of chronic disease by interviewing
individuals to ask about their birth weight and current health status,
then how interviewers would select samples from within households would
be very important. There are many different methods of selecting interviewees
if more than one individual in the household is eligible for participation,
but they all are similar methods. The interviewer would determine the number
of individuals in the household who are eligible, would rank them in order
of gender and age, and then would refer to a chart to determine which individual
to select.
The advantage
of using this approach to examine current health status and its association
with birthweight and other markers of fetal undernutrition would be to
eliminate the bias associated with record inaccessibility and the bias
associated with the difficulty in tracing women due to name changes. The
main disadvantage of the interview approach is recall bias, which would
be a major issue since investigators would no longer rely on records.
Interviewing
mothers would be one of the most effective ways to obtain information on
maternal nutrition, exposures, and body mass index throughout her life
and during pregnancy. Then investigators can follow up on the health status
of her progeny and link this information with her interview. Using this
approach would be advantageous for studying the effects of low birth weight
and fetal undernutrition on blood pressure and other health effects that
can be seen in children because locating and examining the children would
be much easier than tracking grown adults.
There would only be a problem with
sample selection within households in this approach, (interviewing mothers),
if there were more than one mother in the household. In this situation
interviewers would refer to some sort of table, such as a Kish table.
As discussed in
Design
Effects, efficient sample size calculations assume simple random samples(7).
Therefore, sample designs other than simple random sampling have an impact,
called design effects, on sampling variability. For example, variability
increases when cluster sampling is used rather than simple random sampling(7).
Since researchers might use cluster sampling or stratification in
studying the fetal origin of disease, they must use a design effect in
determining efficient sample size as a direct way of addressing the impact
of the design on variability.
To determine
the design effect, researchers must estimate the true variance under the
actual design and also estimate the variance that would have been expected
had it been simple random sampling of the same size(8).
Then, the design effect can be multiplied by the expected sampling variance
in the calculation of an efficient sample size to adjust for the impact
of the design.
Randomly
selecting cases eliminates selection bias and is required to generate unbiased
comparisons among study groups. Therefore, it is an essential component
of researching the fetal origin of disease. Researchers can randomly
select cases, such as hospital records, by using either a computer or random
number table to generate a random sample of cases.
For example, if the investigator was
using multistage cluster sampling, a number would be assigned to each cluster
unit at each phase, such as assigning a number to each state and then using
a computer random number generator or a random number table to select a
certain number of these cases. Then the investigator would do the same
for each sampling cluster within the previous cluster, such as each county,
hospital, and then birth record.
Researchers
could generate sequences of random numbers using Random Number Generators,
RNGs, which are deterministic algorithms that produce numbers with certain
distribution properties. Random number generators require the user to specify
an initial value, or seed.
Links:
The
Fetal Origins of Type 2 Diabetes
Fetal
Origins of Adult Disease
Newsweek:
Shaped by Life in the Womb
Life
in the Womb: the origin of health and disease
References
1. Barker DJP. Mothers, Babies, and Health Later in Life. Edinburgh:
Churchill Livingstone, 1998.
2. Lucas A. Role of Nutritional Programming in Determining Adult Morbidity.
Archives of Disease in Childhood 1994;71:288-290.
3. Koupilova I, Leon DA, Vagero D. Can confounding by sociodemographic
and behavioural factors explain the association between size at birth and
blood pressure at age 50 in Sweden? Journal of Epidemiology & Community
Health 1997;51:14-8.
4. Leon DA. Fetal growth and adult disease. European Journal of Clinical
Nutrition 1998;52:S72-8; discussion S78-82.
5. Eriksson JG, Forsen T, Tuomilehto J, Winter PD, Osmond C, Barker
DJ. Catch-up growth in childhood and death from coronary heart disease:
longitudinal study. Bmj 1999;318:427-31.
6. Koupilova I, Leon DA, McKeigue PM, Lithell HO. Is the effect of
low birth weight on cardiovascular mortality mediated through high blood
pressure? Journal of Hypertension 1999;17:19-25.
7. Henry GT. Practical Sampling. Newbury Park: Sage Publications, 1990.
8. Rosander A. Case Studies in Sample Design. New York: M. Dekker,
1977.
Department of Biometry and Epidemiology- Medical University of South Carolina
Biometry 738: Design and Conduct of Epidemiology- Professor: Daniel
Lackland, Ph.D. .
Spring 2000 - Page Author: Katharine McGreevy
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